James Holz, Esq.

From NYSE Trading to RWA Mastery Bridging Securities Expertise with Blockchain Innovation

 

 

From Wall Street's front lines at Bear Stearns—where I earned Series 7, 21, 24, 25, 55, 63 licenses—to founding my Florida law practice in 2007, I've guided enterprises through complex securities landscapes. My litigation and compliance work revealed regulatory gaps that stifle innovation, particularly in emerging tech.

 

The turning point came recognizing blockchain's potential to democratize access to compliant capital. This led to Spectruth DAO, where I pioneered tokenized revenue models for DeSci projects—merging legal precision with decentralized governance to launch real-world assets securely.

 

Today, I apply this battle-tested experience to help founders navigate SEC pathways (Reg A+, Rule 506), entity formation, token wrappers, and investor protections. Whether agrotech farms or health clinics, I deliver practical roadmaps turning visionary RWAs into compliant, scalable realities—without the legal pitfalls that derail 90% of projects.

 

Through transparent tokenomics and cross-jurisdictional strategies, we're not just tokenizing assets; we're building trust at scale. Every consultation equips clients with actionable frameworks, proven by Spectruth's live deployments. Let's transform your RWA vision into regulatory reality.

Professional Credentials
 

Attorney, The Florida Bar (Licensed since January 2007)
Expertise in legal advocacy, healthcare policy, and regulatory frameworks supporting innovative mental health solutions.
 

Series 24 – FINRA Registered General Securities Principal (Since June 2002)
Authorized to supervise and manage securities broker-dealers, with advanced knowledge of compliance, operations, and regulatory oversight.
 

Series 21 – FINRA Registered Equities Trader (Since October 2001)
Certified in the trading of equity securities, enhancing expertise in financial markets relevant to DAO governance and investment strategies.
 

Series 25 – FINRA Registered General Securities Principal (Since November 2000)
Qualified to supervise investment banking and securities business operations, crucial for navigating complex financial regulatory environments.
 

Series 55 – FINRA Equity Trader Qualification (Since February 2000)
Certified professional in handling equity trading activities, bridging finance and technology-driven health innovations.
 

Series 63 – FINRA Uniform Securities Agent State Law Qualification (Since February 2000)
Licensed to conduct securities business within states, ensuring compliance with state regulations.
 

Series 7 – FINRA General Securities Representative (Since April 1999)
Comprehensive qualification to solicit, purchase, and sell most types of securities, foundational for strategic investment and financial leadership roles.

Expert RWA Tokenization & SEC Compliance Services

 

 Turning visionary assets into legally secure, investor-ready tokens

 

Navigating RWA formation, SEC regulations (Reg A+, Rule 506), and token issuance demands battle-tested securities expertise. I deliver actionable roadmaps for founders launching compliant real-world asset projects—from agrotech farms to DeSci clinics.

 

What I Offer:

• RWA entity formation (LLCs, SPVs) + token wrappers
• SEC exemption strategies + investor disclosure frameworks
• KYC/AML integration + cross-jurisdictional compliance
• Smart contract legal review + secondary market planning

 

Consultations: $250 USDT/BTC (1-hour deep dive)

Full RWA Formations: $5K + 0.25% tokens issued

 

Schedule via DM or email legal@spectruth.com. Proven track record: Spectruth DAO tokenized revenue models live and compliant.

Strategic RWA Partnerships & DeSci Collaborations

 

 

Co-build compliant token models with proven blockchain leadership

 

 

At Spectruth DAO, cross-sector alliances accelerate real-world impact. Founders, DAOs, and innovators partner with us to launch tokenized RWAs while advancing decentralized science initiatives.

 

Collaboration Pathways:

• RWA Co-Development: Jointly structure compliant token wrappers for agrotech, clinics, or infrastructure—revenue share models with legal safeguards
• Token Launch Support: Leverage my SEC expertise for your DeSci projects; entity formation + exemption strategies included
• DAO Governance Integration: Multi-sig frameworks + transparent tokenomics for shared ownership models

• Global Compliance Networks: Cross-jurisdictional guidance for Europe/Ukraine deployments + investor protections

 

Investors & Ecosystem Builders:

 

Tokenized revenue opportunities in live DeSci deployments. Fuel compliant RWA launches generating measurable returns through healthcare + agrotech innovation.

 

Why Partner Here?

• FINRA/SEC-vetted token structures (Series 7, 21, 24, 25 licenses)
• Live Spectruth DAO deployments: tokenized clinics + mobile diagnostics
• Flexible models: equity tokens, revenue shares, or governance stakes
• Global reach: Ukraine war zones to European regulatory frameworks

 

Launch Your Next RWA with Us 

DAOs, VCs, biotech firms, agrotech operators—email legal@spectruth.com to structure compliant tokenization that scales. Transform assets into accessible capital, legally and efficiently.